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Regulatory Affairs
Westerwald
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Compliance - Vice President - Regulatory Audit Management for GSBE Divisional Compliance - Frankfurt
Compliance - Vice President - Regulatory Audit Management for GSBE Divisional Compliance - Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
The Global Compliance team prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. The roles are based in Frankfurt, reporting to the local and focussing on the management of the GSBE external regulatory audits carried out by BaFin to evaluate the effectiveness of the firm's internal controls, risk ...
The Global Compliance team prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. The roles are based in Frankfurt, reporting to the local and focussing on the management of the GSBE external regulatory audits carried out by BaFin to evaluate the effectiveness of the firm's internal controls, risk ...
Office of Regulatory Relations-Frankfurt-Analyst/Associate-Regulatory Compliance
Office of Regulatory Relations-Frankfurt-Analyst/Associate-Regulatory Compliance
Goldman Sachs AG MesseTurm
Frankfurt, Germany
The Office of Regulatory Relations protects the firm's regulatory reputation by managing its relationships with and and enhancing the firm's overall regulatory compliance. We set standards for all regulatory interactions at the firm and oversee certain areas of enhancement. We welcome people from a variety of academic and professional backgrounds who are interested in the regulatory landscape. Our work contributes directly to the firmâs success whether managing regulatory exams and audits, implementing, overseeing and assessing significant remediation initiatives and effectiveness, communicating with or establishing firmwide regulatory standards. * Identify common themes across all the regulatory and audit topics to create synergies and efficiencies, timely remediation, and to push pre-emptive measures to avoid future findings
The Office of Regulatory Relations protects the firm's regulatory reputation by managing its relationships with and and enhancing the firm's overall regulatory compliance. We set standards for all regulatory interactions at the firm and oversee certain areas of enhancement. We welcome people from a variety of academic and professional backgrounds who are interested in the regulatory landscape. Our work contributes directly to the firmâs success whether managing regulatory exams and audits, implementing, overseeing and assessing significant remediation initiatives and effectiveness, communicating with or establishing firmwide regulatory standards. * Identify common themes across all the regulatory and audit topics to create synergies and efficiencies, timely remediation, and to push pre-emptive measures to avoid future findings
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Pre Market Quality and Regulatory Specialist (m/f/d)
Pre Market Quality and Regulatory Specialist (m/f/d)
Dedalus HealthCare GmbH
Bonn
Teilweise Home-Office
Minimum 3 years of experience in a regulated industry – preferably medical device, pharmaceutical or related – holding a position in project management, quality management, or quality assurance and regulatory affairs position. * Subject matter expert in regulatory affairs with in-depth knowledge of relevant health care quality standards and requirements including ISO 13485, ISO 14971, IEC 62304, IEC 62366, Medical Device Directive, and new Medical Device Regulation MDR and IVDR * Completeness of design history files and regulatory submissions * Regulatory and process conformance for development and maintenance projects as a member of cross-functional teams * Creation and maintenance of key regulatory deliverables of the projects * Regulatory and CE submissions in cooperation with regional QARA organizations * Facilitate regulatory compliance in design control processes to ensure ...
Minimum 3 years of experience in a regulated industry – preferably medical device, pharmaceutical or related – holding a position in project management, quality management, or quality assurance and regulatory affairs position. * Subject matter expert in regulatory affairs with in-depth knowledge of relevant health care quality standards and requirements including ISO 13485, ISO 14971, IEC 62304, IEC 62366, Medical Device Directive, and new Medical Device Regulation MDR and IVDR * Completeness of design history files and regulatory submissions * Regulatory and process conformance for development and maintenance projects as a member of cross-functional teams * Creation and maintenance of key regulatory deliverables of the projects * Regulatory and CE submissions in cooperation with regional QARA organizations * Facilitate regulatory compliance in design control processes to ensure ...
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Senior Quality & Regulatory Affairs Manager
Senior Quality & Regulatory Affairs Manager
ki elements UG (haftungsbeschränkt)
Saarbrücken
Teilweise Home-Office
We are looking for a Quality & Regulatory Lead to bridge the gap between our agile company and the rigorous demands of global clinical trials. Regulatory excellence is central to our operations. Reporting directly to the , you will own our compliance roadmap, shape our regulatory strategy, refine our QMS, and ensure our technology meets the highest standards for both FDA/EMA and our global pharma partners. * You don't just find problems; you find compliant solutions and you can translate "regulatory speak" into actionable requirements for the team.
We are looking for a Quality & Regulatory Lead to bridge the gap between our agile company and the rigorous demands of global clinical trials. Regulatory excellence is central to our operations. Reporting directly to the , you will own our compliance roadmap, shape our regulatory strategy, refine our QMS, and ensure our technology meets the highest standards for both FDA/EMA and our global pharma partners. * You don't just find problems; you find compliant solutions and you can translate "regulatory speak" into actionable requirements for the team.
Maintain relationships with key stakeholders across Sustainable Finance Group, Controllers, Office of Government and Regulatory Affairs and Legal * Prepare regulatory submissions as part of the ongoing supervision process, regulatory examinations and other regulatory deliverables * Monitor the changing regulatory landscape including reviewing, interpreting and providing guidance to help shape the further development of the Climate program * Contribute to Risk Committee and Board Risk Committee materials, regulatory submissions, and external disclosures * Interest or background in sustainability and climate-related risk and/or knowledge of the growing European and Global C&E regulatory landscape
Maintain relationships with key stakeholders across Sustainable Finance Group, Controllers, Office of Government and Regulatory Affairs and Legal * Prepare regulatory submissions as part of the ongoing supervision process, regulatory examinations and other regulatory deliverables * Monitor the changing regulatory landscape including reviewing, interpreting and providing guidance to help shape the further development of the Climate program * Contribute to Risk Committee and Board Risk Committee materials, regulatory submissions, and external disclosures * Interest or background in sustainability and climate-related risk and/or knowledge of the growing European and Global C&E regulatory landscape
Private Wealth Management, GSBE Audit Support Management, Vice President, Frankfurt
Private Wealth Management, GSBE Audit Support Management, Vice President, Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
As part of the Management team, you will be focussed on providing regulatory engagement support for our European entity to ensure compliance with regulations and act as the main point of contact for all audits and regulatory exams. * Liaise with external regulatory bodies and building strong relationships with internal * Anticipate and solve for potential variations from regulatory guidance * Prior experience in handling regulatory engagements * Ability to partner with Operations, Compliance, Legal and Technology to drive regulatory engagement
As part of the Management team, you will be focussed on providing regulatory engagement support for our European entity to ensure compliance with regulations and act as the main point of contact for all audits and regulatory exams. * Liaise with external regulatory bodies and building strong relationships with internal * Anticipate and solve for potential variations from regulatory guidance * Prior experience in handling regulatory engagements * Ability to partner with Operations, Compliance, Legal and Technology to drive regulatory engagement
Anschreiben nicht erforderlich
Partner with various business functions (Commercial, Finance, Medical, Legal, HR, Regulatory, Public Affairs) to help the business achieve objectives in a compliant manner, escalate relevant issues, and propose solutions. * Professional experience in Compliance, with exposure to Legal, Regulatory, Finance, or Medical Affairs functions. Work experience in Finance, Audit, Commercial, Legal, Science, or Regulatory strongly preferred.
Partner with various business functions (Commercial, Finance, Medical, Legal, HR, Regulatory, Public Affairs) to help the business achieve objectives in a compliant manner, escalate relevant issues, and propose solutions. * Professional experience in Compliance, with exposure to Legal, Regulatory, Finance, or Medical Affairs functions. Work experience in Finance, Audit, Commercial, Legal, Science, or Regulatory strongly preferred.
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Auditmanager/in (m/f/d)
Auditmanager/in (m/f/d)
Industrial and Commercial Bank of China Limited Frankfurt Branch
Frankfurt am Main
Schnelle Bewerbung
Role Overview: In this role, you will be responsible for managing and overseeing all aspects of internal audit activities to ensure compliance with regulatory requirements, internal policies, and industry standards. * Maintain communication with local regulatory authorities regarding audit matters. * In-depth knowledge of internal audit principles, risk management, and German regulatory requirements.
Role Overview: In this role, you will be responsible for managing and overseeing all aspects of internal audit activities to ensure compliance with regulatory requirements, internal policies, and industry standards. * Maintain communication with local regulatory authorities regarding audit matters. * In-depth knowledge of internal audit principles, risk management, and German regulatory requirements.
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Morgan Stanley is seeking an Associate to support the Market Risk Department (MRD) team in Frankfurt meeting its projects and regulatory deliverables. The successful candidate will join the global MRD Governance and Controls team and will work on several change and cross-asset regulatory initiatives with a focus on regulatory compliance and governance covering EMEA. * Ensure ongoing regulatory compliance including participation in regulatory self-assessments, review of new requirements, and preparation of disclosures and submissions (e.g. Benchmarking, ICAAP and Pillar 3). * Contributions to the implementation and maintenance of the market risk framework (including policies and procedures, Operational Risk, Tools & Model), ensuring alignment with industry best practices, regulatory standards and firm objectives. * Good knowledge of the regulatory environment around market risk ...
Morgan Stanley is seeking an Associate to support the Market Risk Department (MRD) team in Frankfurt meeting its projects and regulatory deliverables. The successful candidate will join the global MRD Governance and Controls team and will work on several change and cross-asset regulatory initiatives with a focus on regulatory compliance and governance covering EMEA. * Ensure ongoing regulatory compliance including participation in regulatory self-assessments, review of new requirements, and preparation of disclosures and submissions (e.g. Benchmarking, ICAAP and Pillar 3). * Contributions to the implementation and maintenance of the market risk framework (including policies and procedures, Operational Risk, Tools & Model), ensuring alignment with industry best practices, regulatory standards and firm objectives. * Good knowledge of the regulatory environment around market risk ...
Legal Compliance Manager (m/f/d)
Legal Compliance Manager (m/f/d)
Industrial and Commercial Bank of China Limited Frankfurt Branch
Frankfurt am Main
Schnelle Bewerbung
Relevant certifications like Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS).
Relevant certifications like Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS).
NEU
Private Wealth Management, GSBE Audit Support Management, Associate, Frankfurt
Private Wealth Management, GSBE Audit Support Management, Associate, Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
Liaise with external regulatory bodies and building strong relationships with internal within the Executive Office * Anticipate and solve for potential variations from regulatory guidance * Ideally possess knowledge of Audit/Regulatory principles within Wealth Management
Liaise with external regulatory bodies and building strong relationships with internal within the Executive Office * Anticipate and solve for potential variations from regulatory guidance * Ideally possess knowledge of Audit/Regulatory principles within Wealth Management
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In short: you take responsibility quickly, maintain a strong focus on data quality, governance, compliance, and regulatory requirements, engage in beyond-banking initiatives and ensure that projects are delivered on time and to the highest standards. * Hybrid working: In addition to working in the office, you can also work remotely – within operational, regulatory and legal requirements.
In short: you take responsibility quickly, maintain a strong focus on data quality, governance, compliance, and regulatory requirements, engage in beyond-banking initiatives and ensure that projects are delivered on time and to the highest standards. * Hybrid working: In addition to working in the office, you can also work remotely – within operational, regulatory and legal requirements.
Director Facilities Management, Health & Safety Europe
Director Facilities Management, Health & Safety Europe
TXT INTERNATIONAL (GLOBAL EXECUTIVE SEARCH) LIMITED
Nordrhein-Westfalen
Multi-matrix experience is a must , including the ability to operate effectively across countries, cultures, and regulatory frameworks within a global organization.
Multi-matrix experience is a must , including the ability to operate effectively across countries, cultures, and regulatory frameworks within a global organization.
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Receiving Customer and Regulatory audits in the laboratory
Receiving Customer and Regulatory audits in the laboratory
NEU
Approximately 4 years of experience in a public accounting, consulting, internal audit and/or regulatory agency examiner role within the financial services industry or a related control function (i.e., Compliance Officer or Legal coverage)
Approximately 4 years of experience in a public accounting, consulting, internal audit and/or regulatory agency examiner role within the financial services industry or a related control function (i.e., Compliance Officer or Legal coverage)
Legal, GBM - Fixed Income, Currency and Commodities Lawyer, Associate/Vice President, Frankfurt/Paris
Legal, GBM - Fixed Income, Currency and Commodities Lawyer, Associate/Vice President, Frankfurt/Paris
Goldman Sachs AG MesseTurm
Frankfurt, Germany
The role involves a mix of transactional, trading and regulatory advice across a broad range of cash and derivatives products. The team advises on the structuring and execution of transactions, development of new platforms and services, regulatory and market structure matters, and advises on all aspects of legal and reputational risk. * Advising on the practical impact of EU and UK regulatory developments relating to our cash and derivatives FICC businesses * Experience advising on regulatory and transactional matters (preferably related to derivatives and fixed income)
The role involves a mix of transactional, trading and regulatory advice across a broad range of cash and derivatives products. The team advises on the structuring and execution of transactions, development of new platforms and services, regulatory and market structure matters, and advises on all aspects of legal and reputational risk. * Advising on the practical impact of EU and UK regulatory developments relating to our cash and derivatives FICC businesses * Experience advising on regulatory and transactional matters (preferably related to derivatives and fixed income)
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. * Liaison with the Infrastructure functions to provide advice on compliance and regulatory matters * Development, maintenance and enhancement of policies and processes to ensure compliance with relevant regulations including execution of updates where appropriate and advise on the potential impact of regulatory reform * Ability to apply legal and regulatory requirements to practical situations - If this role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks.
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. * Liaison with the Infrastructure functions to provide advice on compliance and regulatory matters * Development, maintenance and enhancement of policies and processes to ensure compliance with relevant regulations including execution of updates where appropriate and advise on the potential impact of regulatory reform * Ability to apply legal and regulatory requirements to practical situations - If this role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks.
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Support the preparation and submission of external sustainability regulatory disclosures and Ratings (e.g., CSRD/ESRS,EU Taxonomy, EcoVadis, SAQ), including identification of improvement areas across entities * Conduct data analytics and benchmarking against industry standards, emerging best practices, and regulatory trends.
Support the preparation and submission of external sustainability regulatory disclosures and Ratings (e.g., CSRD/ESRS,EU Taxonomy, EcoVadis, SAQ), including identification of improvement areas across entities * Conduct data analytics and benchmarking against industry standards, emerging best practices, and regulatory trends.
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Technical Lead Container Closure Systems (all genders)
Technical Lead Container Closure Systems (all genders)
AbbVie Deutschland GmbH & Co. KG
Ludwigshafen am Rhein
Anschreiben nicht erforderlich
Profound knowledge of quality and regulatory requirements for container closure systems for parenteral pharmaceutical and biopharmaceutical products, primary packaging materials and drug/device combinations products
Profound knowledge of quality and regulatory requirements for container closure systems for parenteral pharmaceutical and biopharmaceutical products, primary packaging materials and drug/device combinations products
Throughout all your activities, compliance with regulatory requirements, in particular KYC guidelines, is a given. * Hybrid working: In addition to working in the office, you can also work remotely – within operational, regulatory and legal requirements.
Throughout all your activities, compliance with regulatory requirements, in particular KYC guidelines, is a given. * Hybrid working: In addition to working in the office, you can also work remotely – within operational, regulatory and legal requirements.
Legal, EMEA Wealth Management Lawyer, Vice President, Frankfurt
Legal, EMEA Wealth Management Lawyer, Vice President, Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
We are here to think critically and solve problems, while managing regulatory and reputational risk. We are looking to recruit an enthusiastic, proactive and resilient candidate in London, Birmingham or Frankfurt for a technically challenging and rewarding regulatory advisory role. The role requires the ability to work independently from day one and to manage a diverse and complex workload ranging from keeping abreast of regulatory developments impacting the PWM and Marcus businesses and advising on complex regulatory implementations, often involving cross-border elements, to assessing regulatory implications of new business initiatives and specific client situations. * Advising on the current regulatory regime in EMEA, including both product-specific and platform wide European regulations such as MiFID, CRD, ESG rules, EMIR, PRIIPS, AIFMD and PSD2, and relevant ...
We are here to think critically and solve problems, while managing regulatory and reputational risk. We are looking to recruit an enthusiastic, proactive and resilient candidate in London, Birmingham or Frankfurt for a technically challenging and rewarding regulatory advisory role. The role requires the ability to work independently from day one and to manage a diverse and complex workload ranging from keeping abreast of regulatory developments impacting the PWM and Marcus businesses and advising on complex regulatory implementations, often involving cross-border elements, to assessing regulatory implications of new business initiatives and specific client situations. * Advising on the current regulatory regime in EMEA, including both product-specific and platform wide European regulations such as MiFID, CRD, ESG rules, EMIR, PRIIPS, AIFMD and PSD2, and relevant ...
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Senior Sustainability Manager - Sustainable Fuels
Senior Sustainability Manager - Sustainable Fuels
ISCC System GmbH
Köln, Home-Office
Teilweise Home-Office
In this role, you will be responsible for developing, maintaining, and improving ISCC certification schemes in the field of Sustainable Aviation Fuels (SAF) and Alternative Marine Fuels in line with evolving regulatory and market requirements. * Monitoring and assessment of aviation and maritime regulatory frameworks and their implications for ISCC certification * Design and implementation of certification frameworks to ensure regulatory alignment and scheme integrity * Understanding of sustainability certification systems and relevant EU regulatory frameworks supporting biofuel advancement
In this role, you will be responsible for developing, maintaining, and improving ISCC certification schemes in the field of Sustainable Aviation Fuels (SAF) and Alternative Marine Fuels in line with evolving regulatory and market requirements. * Monitoring and assessment of aviation and maritime regulatory frameworks and their implications for ISCC certification * Design and implementation of certification frameworks to ensure regulatory alignment and scheme integrity * Understanding of sustainability certification systems and relevant EU regulatory frameworks supporting biofuel advancement
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Country Manager (m/f/d) France – Bosch Road Services (Truck Parking & Charging)
Country Manager (m/f/d) France – Bosch Road Services (Truck Parking & Charging)
Bosch Gruppe
Frankfurt am Main
Teilweise Home-Office
You continuously observe and analyze the French logistics and parking market, competitor trends, and regulatory developments to derive measures that achieve sales and profitability goals.
You continuously observe and analyze the French logistics and parking market, competitor trends, and regulatory developments to derive measures that achieve sales and profitability goals.
Hybrid working: In addition to working in the office, you can also work remotely – within operational, regulatory and legal requirements.
Hybrid working: In addition to working in the office, you can also work remotely – within operational, regulatory and legal requirements.
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Conduct research and analysis on market trends, including technological developments such as AI and relevant regulatory changes.
Conduct research and analysis on market trends, including technological developments such as AI and relevant regulatory changes.