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35 passende Jobs liegen außerhalb deiner Region
You will be working in the Internal Audit department of UBS Europe SE in Frankfurt. We report directly to the Management Board of UBS Europe SE and are functionally aligned to Group Internal Audit (GIA), reporting directly to the of the Board and the Audit Committee - Do you have specific experience of model risk management, development, model validation or model risk audit?…. • drive, lead or work as a team member on reviews and audits of (i) model risk in various business areas and (ii) stress testing processes and controls, including thematic and front-to-back, • lead and represent the risk and stress testing audit coverage within UBS Europe SE • document and communicate audit issues, root causes and risks, and prepare reports of audit findings for UBS Group and UBS Europe SE senior management • successfully collaborate with peers in and across global audit teams
You will be working in the Internal Audit department of UBS Europe SE in Frankfurt. We report directly to the Management Board of UBS Europe SE and are functionally aligned to Group Internal Audit (GIA), reporting directly to the of the Board and the Audit Committee - Do you have specific experience of model risk management, development, model validation or model risk audit?…. • drive, lead or work as a team member on reviews and audits of (i) model risk in various business areas and (ii) stress testing processes and controls, including thematic and front-to-back, • lead and represent the risk and stress testing audit coverage within UBS Europe SE • document and communicate audit issues, root causes and risks, and prepare reports of audit findings for UBS Group and UBS Europe SE senior management • successfully collaborate with peers in and across global audit teams
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Auditmanager/in (m/f/d)
Auditmanager/in (m/f/d)
Industrial and Commercial Bank of China Limited Frankfurt Branch
Frankfurt am Main
Schnelle Bewerbung
Internal Audit Manager (m/f/d) Role Overview: In this role, you will be responsible for managing and overseeing all aspects of internal audit activities to ensure compliance with regulatory requirements, internal policies, and industry standards. * Prepare detailed audit reports with findings, recommendations, and management responses. * Fulfill audit projects assigned by local and Chinese banking regulators. * Execute audit projects commissioned by the head office and provide relevant . * Maintain communication with local regulatory authorities regarding audit matters. * In-depth knowledge of internal audit principles, risk management, and German regulatory requirements. * Proficiency in audit software and tools.
Internal Audit Manager (m/f/d) Role Overview: In this role, you will be responsible for managing and overseeing all aspects of internal audit activities to ensure compliance with regulatory requirements, internal policies, and industry standards. * Prepare detailed audit reports with findings, recommendations, and management responses. * Fulfill audit projects assigned by local and Chinese banking regulators. * Execute audit projects commissioned by the head office and provide relevant . * Maintain communication with local regulatory authorities regarding audit matters. * In-depth knowledge of internal audit principles, risk management, and German regulatory requirements. * Proficiency in audit software and tools.
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We are seeking an experienced candidate to join our Internal Audit team as a Vice President in the Credit Review Group (CRG), based in Frankfurt. CRG, which is organized as a specialist group within the Internal Audit Division (IAD), drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. * Align projects and initiatives with department and coverage area priorities, and execute and oversee deliverables in accordance with credit review and audit methodology and quality standards
We are seeking an experienced candidate to join our Internal Audit team as a Vice President in the Credit Review Group (CRG), based in Frankfurt. CRG, which is organized as a specialist group within the Internal Audit Division (IAD), drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. * Align projects and initiatives with department and coverage area priorities, and execute and oversee deliverables in accordance with credit review and audit methodology and quality standards
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Private Wealth Management, GSBE Audit Support Management, Associate, Frankfurt
Private Wealth Management, GSBE Audit Support Management, Associate, Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
As part of the Management team, you will be focussed on providing Audit support for our European entity to ensure compliance with regulations such as MiFID. * Ideally possess knowledge of Audit/Regulatory principles within Wealth Management
As part of the Management team, you will be focussed on providing Audit support for our European entity to ensure compliance with regulations such as MiFID. * Ideally possess knowledge of Audit/Regulatory principles within Wealth Management
Private Wealth Management, GSBE Audit Support Management, Vice President, Frankfurt
Private Wealth Management, GSBE Audit Support Management, Vice President, Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
As part of the Management team, you will be focussed on providing regulatory engagement support for our European entity to ensure compliance with regulations and act as the main point of contact for all audits and regulatory exams.
As part of the Management team, you will be focussed on providing regulatory engagement support for our European entity to ensure compliance with regulations and act as the main point of contact for all audits and regulatory exams.
IA assists the firm's Board of Directors Audit Committee in fulfilling its oversight responsibilities and regularly interacts with the external . The Regional Audit team in Frankfurt is responsible for the audit coverage of Goldman Sachs Bank Europe SE activities. The primary role of Internal Audit is to help protect the assets, reputation and sustainability of the organization. * Assist in every step of an audit, including documentation, across scoping, planning, fieldwork and reporting * Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards * Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior manag
IA assists the firm's Board of Directors Audit Committee in fulfilling its oversight responsibilities and regularly interacts with the external . The Regional Audit team in Frankfurt is responsible for the audit coverage of Goldman Sachs Bank Europe SE activities. The primary role of Internal Audit is to help protect the assets, reputation and sustainability of the organization. * Assist in every step of an audit, including documentation, across scoping, planning, fieldwork and reporting * Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards * Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior manag
Compliance - Vice President - Regulatory Audit Management for GSBE Divisional Compliance - Frankfurt
Compliance - Vice President - Regulatory Audit Management for GSBE Divisional Compliance - Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. The roles are based in Frankfurt, reporting to the local and focussing on the management of the GSBE external regulatory audits carried out by BaFin to evaluate the effectiveness of the firm's internal controls, risk management, and governance. Responsibilities include proactively managing and executing external audit engagements, collaborating w
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. The roles are based in Frankfurt, reporting to the local and focussing on the management of the GSBE external regulatory audits carried out by BaFin to evaluate the effectiveness of the firm's internal controls, risk management, and governance. Responsibilities include proactively managing and executing external audit engagements, collaborating w
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Proficiency in assisting with the preparation of monthly/quarterly/annual reports and audit is a plus * Experience in an Audit or Tax firm is a plus
Proficiency in assisting with the preparation of monthly/quarterly/annual reports and audit is a plus * Experience in an Audit or Tax firm is a plus
Compliance, EMEA Regional Country Compliance, Senior Vice President, Frankfurt
Compliance, EMEA Regional Country Compliance, Senior Vice President, Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
As an independent control function and part of the firmâs second line of defense, Compliance assesses the firmâs compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firmâs responses to regulatory examinations, audits and inquiries. * The Compliance functions input for regular and ad-hoc WpHG audits * Strong knowledge of the European regulatory environment and specifically the BaFin rules covered in the German WpHG audit (e.g. MiFID2, MAR, MaComp etc.)
As an independent control function and part of the firmâs second line of defense, Compliance assesses the firmâs compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firmâs responses to regulatory examinations, audits and inquiries. * The Compliance functions input for regular and ad-hoc WpHG audits * Strong knowledge of the European regulatory environment and specifically the BaFin rules covered in the German WpHG audit (e.g. MiFID2, MAR, MaComp etc.)
NEU
This is an Analyst level position to assist the Compliance Infrastructure functions and Central Compliance functions team with a focus on general Compliance matters, like Conflict-of-Interest Management (Outside Business Interests), Personal account Dealings, Compliance Reporting and audit coordination. * Coordination of the annual Securities Trading Act Audit (WpHG) of MSESE & MSBAG
This is an Analyst level position to assist the Compliance Infrastructure functions and Central Compliance functions team with a focus on general Compliance matters, like Conflict-of-Interest Management (Outside Business Interests), Personal account Dealings, Compliance Reporting and audit coordination. * Coordination of the annual Securities Trading Act Audit (WpHG) of MSESE & MSBAG
Conduct regulatory research of Financial Crimes related legal and regulatory rules; Implementation of any enhancements as required, e.g. arising from regulatory enquiries, risk assessments, audit findings, lesson learned; * Coordinate and respond to regulatory and law enforcement enquiries as well as assist in GFC's preparation for regulatory visits and audits. * 2-6 years of relevant professional experience at a financial institution, audit firm or consultancy
Conduct regulatory research of Financial Crimes related legal and regulatory rules; Implementation of any enhancements as required, e.g. arising from regulatory enquiries, risk assessments, audit findings, lesson learned; * Coordinate and respond to regulatory and law enforcement enquiries as well as assist in GFC's preparation for regulatory visits and audits. * 2-6 years of relevant professional experience at a financial institution, audit firm or consultancy
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Manager IT - Lead Developer / Solution Architect Salesforce (m/f/diverse)
Manager IT - Lead Developer / Solution Architect Salesforce (m/f/diverse)
Miles & More GmbH
Frankfurt am Main
Teilweise Home-Office
Compliance with and assurance security standards, preparation and monitoring of audits, together with the Information Security Chapter
Compliance with and assurance security standards, preparation and monitoring of audits, together with the Information Security Chapter
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At least 2 years of professional expertise in treasury or corporate finance within a bank, audit firm, or corporate environment; familiarity with Bloomberg Terminal is an advantage
At least 2 years of professional expertise in treasury or corporate finance within a bank, audit firm, or corporate environment; familiarity with Bloomberg Terminal is an advantage
Compliance, Custody & Client Assets, Vice President, Frankfurt
Compliance, Custody & Client Assets, Vice President, Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
As an independent control function and part of the firmâs second line of defense, Compliance assesses the firmâs compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firmâs responses to regulatory examinations, audits and inquiries. * Participating in firm responses to regulatory examinations, audits and inquiries * Liaise internally and externally with auditors and stakeholders on various audit engagements for custody assets. * Experience working as a regulator, interacting with , or supporting regulatory audits or inquiries
As an independent control function and part of the firmâs second line of defense, Compliance assesses the firmâs compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firmâs responses to regulatory examinations, audits and inquiries. * Participating in firm responses to regulatory examinations, audits and inquiries * Liaise internally and externally with auditors and stakeholders on various audit engagements for custody assets. * Experience working as a regulator, interacting with , or supporting regulatory audits or inquiries
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SAP Security & BTP Architect / Engineer (f/m/d)
SAP Security & BTP Architect / Engineer (f/m/d)
E.ON Digital Technology GmbH
Essen, Hannover, München, Berlin, Würzburg, Hamburg, Frankfurt am Main
Teilweise Home-Office
Anschreiben nicht erforderlich
End-to-end implementation experience from gathering business requirements to audit-proven authorization concepts
End-to-end implementation experience from gathering business requirements to audit-proven authorization concepts
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Structured Finance Data Analyst (Securitisation Repository) (m/f/d) – English (C1)
Structured Finance Data Analyst (Securitisation Repository) (m/f/d) – English (C1)
European DataWarehouse GmbH Colosseo
Frankfurt am Main
Teilweise Home-Office
Maintain audit-ready documentation and support internal/external audits. * Data & Documentation Skills: Advanced Excel capabilities with a strong focus on audit-ready, well-structured documentation.
Maintain audit-ready documentation and support internal/external audits. * Data & Documentation Skills: Advanced Excel capabilities with a strong focus on audit-ready, well-structured documentation.
Legal, GBM - Fixed Income, Currency and Commodities Lawyer, Associate/Vice President, Frankfurt/Paris
Legal, GBM - Fixed Income, Currency and Commodities Lawyer, Associate/Vice President, Frankfurt/Paris
Goldman Sachs AG MesseTurm
Frankfurt, Germany
We work with a broad range of stakeholders, including trading and investment banking businesses, compliance, internal audit and operations.
We work with a broad range of stakeholders, including trading and investment banking businesses, compliance, internal audit and operations.
Legal Compliance Manager (m/f/d)
Legal Compliance Manager (m/f/d)
Industrial and Commercial Bank of China Limited Frankfurt Branch
Frankfurt am Main
Schnelle Bewerbung
Experience in compliance audits and strategy implementation.
Experience in compliance audits and strategy implementation.
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Strategic involvement in year-end closing processes and tax audits
Strategic involvement in year-end closing processes and tax audits
Risk, Operational Risk/ Resilience, Associate, Frankfurt
Risk, Operational Risk/ Resilience, Associate, Frankfurt
Goldman Sachs AG MesseTurm
Frankfurt, Germany
Teilweise Home-Office
Support preparation of materials for regulatory deliverables and internal/external audits related to Operational Resilience
Support preparation of materials for regulatory deliverables and internal/external audits related to Operational Resilience
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The Head of Finance, Germany leads and manages the local office Accounting, Controlling, Commercial Management and overseas the finance areas including: budgeting and forecasting, management re-porting, working capital analysis, cash management, accounting policies and procedures, internal financial controls, adherence to SAR rules, statutory accounting, internal and external audits, payroll and working closely with global tax team and local office tax partner. * To ensure that Audit recommendations (internal and external) are implemented
The Head of Finance, Germany leads and manages the local office Accounting, Controlling, Commercial Management and overseas the finance areas including: budgeting and forecasting, management re-porting, working capital analysis, cash management, accounting policies and procedures, internal financial controls, adherence to SAR rules, statutory accounting, internal and external audits, payroll and working closely with global tax team and local office tax partner. * To ensure that Audit recommendations (internal and external) are implemented
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Perform regular quality audits with other Customer Sales and both within own retail office and network wide to ensure calibration of quality standard is achieved globally.
Perform regular quality audits with other Customer Sales and both within own retail office and network wide to ensure calibration of quality standard is achieved globally.
Office of Regulatory Relations-Frankfurt-Analyst/Associate-Regulatory Compliance
Office of Regulatory Relations-Frankfurt-Analyst/Associate-Regulatory Compliance
Goldman Sachs AG MesseTurm
Frankfurt, Germany
Our work contributes directly to the firmâs success whether managing regulatory exams and audits, implementing, overseeing and assessing significant remediation initiatives and effectiveness, communicating with or establishing firmwide regulatory standards. * Identify common themes across all the regulatory and audit topics to create synergies and efficiencies, timely remediation, and to push pre-emptive measures to avoid future findings
Our work contributes directly to the firmâs success whether managing regulatory exams and audits, implementing, overseeing and assessing significant remediation initiatives and effectiveness, communicating with or establishing firmwide regulatory standards. * Identify common themes across all the regulatory and audit topics to create synergies and efficiencies, timely remediation, and to push pre-emptive measures to avoid future findings
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(Senior) Manager (m/f/d) Supplier Compliance Management Packaging (Technical Packaging Expert)
(Senior) Manager (m/f/d) Supplier Compliance Management Packaging (Technical Packaging Expert)
Fresenius Kabi Deutschland GmbH
Bad Homburg
Conduct quality audits at our manufacturers to review their processes, improvements and innovations.
Conduct quality audits at our manufacturers to review their processes, improvements and innovations.
Contribute to regulatory and audit engagements, including performing regulatory self-assessments, preparing meeting materials and responses to information requests.
Contribute to regulatory and audit engagements, including performing regulatory self-assessments, preparing meeting materials and responses to information requests.