You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. Responsibilities include advising sales teams in different branches in regulatory topics, supporting regulatory projects, proactively managing and executing external audit engagements, collaborating with business and other control functions, identifying and reporting control issues, and developing recommendations to strengthen internal controls, prevent and remediate findings as appropriate. The roles will advise sales teams on regulatory questions and interpretation of certain policies and procedures.
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