Compliance accomplishes these through the firmâs enterprise-wide compliance risk management program. Part of the Global Compliance Division, the firmâs CF&O Compliance team is a global team with responsibility for providing compliance coverage to the control, finance and operating teams which comprise Operations Functions, Engineering, Controllers, Corporate Treasury, Corporate and Workplace Solutions, Executive Office, Corporate Planning & Management, Risk, Tax and Human Capital Management divisions. Founded in 1869, we are a leading global investment banking, securities and investment management firm. * Input into compliance risk assessments to ensure effectiveness of the firmsâ compliance program * At least 5 years of work experience including 3 years as a compliance officer or in
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